Asbestos & Regulations

Understanding the legal framework around asbestos, and what it means for you

Asbestos is the single greatest cause of work-related deaths in the UK, responsible for around 5,000 deaths each year. It was widely used in UK construction from the 1950s through to its full ban in 1999, meaning a very large proportion of buildings built before 2000 still contain asbestos-containing materials today. Regulation exists to protect workers, building occupants, and the public from the serious and often fatal health consequences of asbestos exposure.
Asbestos regulations and compliance documents

Who Has Legal Duties Under CAR 2012?

• Owners and occupiers of non-domestic premises built before 2000
• Landlords responsible for communal areas of residential buildings
• Employers whose workers may encounter or disturb asbestos
• Principal contractors and CDM coordinators on construction projects
• Anyone who carries out work that may disturb asbestos

Control of Asbestos Regulations 2012 (CAR 2012)

CAR 2012 is the primary UK legislation governing asbestos in the workplace. It places a duty on employers and building owners to manage asbestos safely: identifying ACMs, producing an asbestos register and management plan, carrying out reinspections, and ensuring anyone who may disturb asbestos receives adequate training. It also regulates who can carry out asbestos removal and under what conditions.
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Regulation 4: The Duty to Manage

Regulation 4 places a legal duty on the person responsible for non-domestic premises to manage asbestos. This means identifying whether ACMs are present, assessing condition and risk, producing a written management plan, and ensuring information about asbestos locations is available to anyone who may disturb it.
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HSG264, Asbestos: The Survey Guide

HSG264 is the HSE's guidance for asbestos surveys, setting out methodology, standards, and reporting requirements for management, refurbishment, and demolition surveys. It defines surveyor competency, sampling protocols, and the format in which findings must be presented. HFS carries out all surveys in full accordance with HSG264, under our UKAS ISO/IEC 17020 Inspection Body accreditation.
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HSG248, Asbestos: The Analysts’ Guide

HSG248 provides technical standards for asbestos air monitoring and laboratory analysis, covering fibre counting methodology, clearance indicator levels, and the four-stage clearance procedure. All HFS air monitoring and laboratory testing is carried out in full accordance with HSG248 under our UKAS ISO/IEC 17025 accreditation.
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Duty to Manage

What is the duty?

The duty to manage asbestos is contained in regulation 4 of the Control of Asbestos Regulations 2012. It requires the person who has the duty (ie the 'dutyholder') to:
  • take reasonable steps to find out if there are materials containing asbestos in non-domestic premises, and if so, its amount, where it is and what condition it is in
  • presume materials contain asbestos unless there is strong evidence that they do not
  • make, and keep up-to-date, a record of the location and condition of the asbestos- containing materials - or materials which are presumed to contain asbestos
  • assess the risk of anyone being exposed to fibres from the materials identified
  • prepare a plan that sets out in detail how the risks from these materials will be managed
  • take the necessary steps to put the plan into action
  • periodically review and monitor the plan and the arrangements to act on it so that the plan remains relevant and up-to-date
  • provide information on the location and condition of the materials to anyone who is liable to work on or disturb them
There is also a requirement on others to co-operate as far as is necessary to allow the dutyholder to comply with the above requirements.

Who has the duty?

The dutyholder is the owner of the non-domestic premises or the person or organisation that has clear responsibility for the maintenance or repair of non-domestic premises, for example through an explicit agreement such as a tenancy agreement or contract.

The extent of the duty will depend on the nature of that agreement. In a building occupied by one leaseholder, the agreement might be for either the owner or leaseholder to take on the full duty for the whole building; or it might be to share the duty. In a multi-occupied building, the agreement might be that the owner takes on the full duty for the whole building. Or it might be that the duty is shared - for example, the owner takes responsibility for the common parts while the leaseholders take responsibility for the parts they occupy. Sometimes, there might be an agreement to pass the responsibilities to a managing agent.

In some cases, there may be no tenancy agreement or contract. Or, if there is, it may not specify who has responsibility for the maintenance or repair of non-domestic premises. In these cases, or where the premises are unoccupied, the duty is placed on whoever has control of the premises, or part of the premises. Often this will be the owner.

In public buildings, such as hospitals, schools and similar premises, the identity of the dutyholder will depend on how the responsibility for maintenance of the premises is allocated. For example, for most schools, the dutyholder will be the employer. Who the employer is varies with the type of school. For local authority managed schools, eg community schools and voluntary-controlled schools, the employer is the local authority. For voluntary-aided and foundation schools, it will be the school governors, and for academy and Free Schools, the academy trust will be the employer. For independent and fee-paying schools, it may be the proprietor, governors or trustees. Budgets for repair and maintenance of school buildings are sometimes delegated to schools by a local authority. In such cases, the duty to manage asbestos is shared between schools and the local authority.

References

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